Affichage des articles dont le libellé est rule 3210. Afficher tous les articles
Affichage des articles dont le libellé est rule 3210. Afficher tous les articles

lundi 16 janvier 2017

rule 3210

hey guys new to the forum.... I have a question regarding Finra new 3210 rule. Prior to the new rule I dabbled in es, cl, ng, and ed but new rules require me to have duplicate statements sent to my employer which I have no problems with as I am trading in small sizes on generic products. However my firm recently required a minimum holding period which can be a death sentence. Has anyone had any experience with this? are there certain types of accounts that are exempt from this?


rule 3210