lundi 16 janvier 2017

rule 3210

hey guys new to the forum.... I have a question regarding Finra new 3210 rule. Prior to the new rule I dabbled in es, cl, ng, and ed but new rules require me to have duplicate statements sent to my employer which I have no problems with as I am trading in small sizes on generic products. However my firm recently required a minimum holding period which can be a death sentence. Has anyone had any experience with this? are there certain types of accounts that are exempt from this?


rule 3210

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